Melissa Korth in

Melissa Korth

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Regional Supervision Director at Osaic
📍 Omaha, Nebraska, United States

Melissa Korth is a Regional Supervision Director at Osaic, specializing in operational, compliance, and supervisory functions. Her expertise lies in risk mitigation and enforcing regulatory requirements, backed by a Series 24 General Securities Principal license. She holds a Bachelors Degree from the University of Nebraska-Lincoln.

Based on her background, Melissa maintains a connection to her alma mater, the University of Nebraska-Lincoln. This suggests an appreciation for the institution and potentially its community and events.

She has built a career focused on high-level supervision and compliance across multiple financial firms.

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Experience
19 Years
Current Role
Regional Supervision Director
Job Level
Mid-senior
Location
Omaha, Nebraska, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Melissa cares about

Regulatory Compliance
Her career is centered on enforcing regulatory and firm requirements within the financial services industry.
Supervisory Oversight
Holds extensive experience in supervisory roles, including her current position as a Regional Supervision Director.
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Career

Work history

6-2024
Regional Supervision Director
Osaic
8-2018 - 6-2024
Regional Sales Supervision Principal
Securities America Inc.
10-2017 - 8-2018
Director of Supervision
WealthPlan Partners
6-2014 - 9-2017
Registered Principal/Operations Manager
Tagge-Rutherford Financial Group
11-2006 - 6-2014
Registered Operations Manager
North Channel Capital, LLC
In the press

Media appearances

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Education
1999 - 2004
Bachelor's Degree
University of Nebraska-Lincoln
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

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