Richard Chiu
📍 Dublin, Ohio, United States
Richard Chiu is the Senior Vice President and Chief Compliance Officer for Benefit Bank Distributors, Inc. He possesses a robust background in both law and finance, holding a Doctor of Law from The Ohio State University and a Bachelor of Science in Finance.
He holds an uncommon combination of a law degree, multiple FINRA registrations (Series 7, 24, and 27), and comprehensive insurance licenses covering Life, Health, Property, and Casualty.
Read the full overview →Location
Dublin, Ohio, United States
Personality Overview
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Priorities
Topics Richard cares about
Regulatory Compliance
His role as Chief Compliance Officer, combined with a law degree, underscores his deep expertise in navigating the financial regulatory environment.
Securities Law
Holds FINRA Series 7, 24, and 27 registrations, indicating a strong focus on the legal and compliance aspects of securities distribution.
Career
Work history
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In the press
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Education
Doctor of Law - JD
The Ohio State University Moritz College of Law
Bachelor of Science - BS - Finance
Ball State University
Social presence
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