Salvatore Merlino

Managing Director, Chief Compliance Officer at Needham & Company, LLC

New York, New York, United States

Overview

Salvatore Merlino is the Managing Director and Chief Compliance Officer at Needham & Company, with over two decades of experience at the firm. His expertise spans investment banking, institutional sales, and trading. He holds a Bachelor of Science in Criminal Justice and Business from the University of Scranton and a FINRA Series certification.

Salvatore has dedicated his career to the financial industry, showing a keen interest in the operations of major firms like Goldman Sachs and Lazard. He is passionate about fostering compliance cultures within financial organizations to ensure operational integrity and transparency, a focus that has defined his professional journey.

He has progressed through the ranks entirely within Needham & Company, starting as a Compliance Analyst and rising to his current leadership role.

Topics They Care About

Regulatory Compliance
As Chief Compliance Officer for over two decades, he has deep expertise in navigating complex regulatory landscapes in the financial sector.
Investment Banking
His role and experience are centered within the investment banking and securities industry, covering sales, trading, and research.
Justice & Finance
His unique educational background in both Criminal Justice and Business from the University of Scranton provides a distinct perspective on financial compliance.

Media Appearances

Salvatore has no verified media appearances

Work History

12-2002
Managing Director, Chief Compliance Officer at Needham & Company, LLC
4-2002 - 9-2002
Client Services at Datek Online Holdings Corp.
1-2001 - 9-2001
Private Client Division at CIBC Capital Markets

Education

1995 - 1999
Bachelor of Science (BS) from University of Scranton

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Exp : 24 Location : New York, New York, United States Job Level : Leadership Designation : Managing Director, Chief Compliance Officer at Needham & Company, LLC
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