Sarah Tran in

Sarah Tran

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Senior Manager, Regulatory Engagement at Bank of Queensland
📍 Sydney, New South Wales, Australia

Sarah Tran is a senior manager in regulatory engagement at Bank of Queensland, bringing over a decade of experience from the financial services sector. A University of Sydney law graduate, her career includes roles at Australian and UK regulators like ASIC and the Financial Conduct Authority, focusing on compliance, risk, and regulatory strategy.

She has a notable background in corporate restructuring, having led a group-wide initiative at Lloyds Banking Group to comply with new ring-fencing regulations. Her expertise covers assessing legal risks and managing regulatory filings for complex business changes.

Unique fact: Sarah has direct experience as a regulator in two of the worlds major financial hubs, Australia (ASIC) and the United Kingdom (FCA).

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Experience
10 Years
Current Role
Senior Manager, Regulatory Engagement
Job Level
Middle
Location
Sydney, New South Wales, Australia
Personality Overview

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Priorities

Topics Sarah cares about

Regulatory Engagement
Currently leads this function for the BOQ Group, where she implemented a new enterprise-wide strategy and fosters relationships with key Australian regulators like APRA and ASIC.
Financial Market Supervision
Gained extensive experience supervising investment banks and assessing compliance with market integrity rules during her time as a lawyer at ASIC and a lead associate at the FCA.
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Career

Work history

11-2023
Senior Manager, Regulatory Engagement
Bank of Queensland
8-2019 - 11-2023
Lawyer, Market Supervision
ASIC
2-2018 - 8-2019
Lead Associate, Wholesale Banking Supervision
Financial Conduct Authority
10-2016 - 2-2018
Project Lead, Corporate Restructuring
Lloyds Banking Group
11-2015 - 10-2016
Lawyer, Regulatory and Compliance
Aon
In the press

Media appearances

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Education
Graduate Diploma of Legal Practice
The College of Law Australia
Bachelor of Laws (LLB)
University of Sydney
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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