Steven Kaplan in

Steven Kaplan

Managing Director at Lucid Capital Markets LLC - Investment Banking
📍 Delray Beach, Florida, United States

Steven Kaplan is a Managing Director at Lucid Capital Markets, bringing extensive experience from his previous role as Head of Capital Markets at Ladenburg Thalmann. He has a deep background in investment banking, holding an MBA from UNC Kenan-Flagler Business School and a BSBA from Babson College.

He holds several key industry licenses, including the Series 7, 24, 63, and 79, demonstrating his comprehensive expertise in financial regulations and practices.

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Experience
31 Years
Current Role
Managing Director
Job Level
Mid-senior
Location
Delray Beach, Florida, United States
Personality Overview
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Priorities

Topics Steven cares about

Capital Markets
His career includes serving as Managing Director and Head of Capital Markets at Ladenburg Thalmann, indicating deep expertise in this area.
Investment Banking
His entire career has been in investment banking, with roles at firms like Jefferies, Prudential Securities, and his current position at Lucid Capital Markets.
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Career

Work history

5-2024
Managing Director
Lucid Capital Markets LLC - Investment Banking
9-2004 - 5-2024
Managing Director / Head of Capital Markets
Ladenburg Thalmann & Co. Inc.
1-1999 - 8-2004
Principal
River Capital Partners
6-1996 - 12-1998
Vice President, Health Care Investment Banking
Prudential Securities
11-1993 - 6-1996
Associate / Vice President
Jefferies LLC
In the press

Media appearances

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Education
1989 - 1991
Master of Business Administration (MBA)
UNC Kenan-Flagler Business School
1981 - 1985
BSBA
Babson College
Social presence
in

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