Steven Kaplan is a Managing Director at Lucid Capital Markets, bringing extensive experience from his previous role as Head of Capital Markets at Ladenburg Thalmann. He has a deep background in investment banking, holding an MBA from UNC Kenan-Flagler Business School and a BSBA from Babson College.
He holds several key industry licenses, including the Series 7, 24, 63, and 79, demonstrating his comprehensive expertise in financial regulations and practices.
Steven Kaplan
Managing Director at Lucid Capital Markets LLC - Investment Banking
Delray Beach, Florida, United States
Overview
Topics They Care About
Capital Markets
His career includes serving as Managing Director and Head of Capital Markets at Ladenburg Thalmann, indicating deep expertise in this area.
Investment Banking
His entire career has been in investment banking, with roles at firms like Jefferies, Prudential Securities, and his current position at Lucid Capital Markets.
Healthcare Finance
Previously served as Vice President in Health Care Investment Banking at Prudential Securities, suggesting a specific industry focus in his background.
Media Appearances
Steven has no verified media appearances
Work History
5-2024
Managing Director at Lucid Capital Markets LLC - Investment Banking
9-2004 - 5-2024
Managing Director / Head of Capital Markets at Ladenburg Thalmann & Co. Inc.
1-1999 - 8-2004
Principal at River Capital Partners
6-1996 - 12-1998
Vice President, Health Care Investment Banking at Prudential Securities
11-1993 - 6-1996
Associate / Vice President at Jefferies LLC
Education
1989 - 1991
Master of Business Administration (MBA) from UNC Kenan-Flagler Business School
1981 - 1985
BSBA from Babson College
More Information
Social Presence :
Prographics :
Exp : 31
Location : Delray Beach, Florida, United States
Job Level : Mid-senior
Designation : Managing Director at Lucid Capital Markets LLC - Investment Banking
