Timothy Hansen in

Timothy Hansen

Login to view DISC.
Chief Compliance Officer of Registered Investment Adviser at Morgan Stanley Smith Barney
📍 Basking Ridge, New Jersey, United States

Timothy Hansen is the Chief Compliance Officer for the Registered Investment Adviser at Morgan Stanley Smith Barney. A graduate of Rutgers Law School, he is an experienced legal and compliance professional who previously served as a Branch Chief in the Division of Enforcement at the US Securities and Exchange Commission.

His career is marked by a significant transition from a federal regulator to a senior compliance leader within a major financial institution.

Read the full overview →
Experience
33 Years
Current Role
Chief Compliance Officer of Registered Investment Adviser
Job Level
Leadership
Location
Basking Ridge, New Jersey, United States
Personality Overview

How Timothy shows up

Communication Style
Decision Approach
Work Preference

Behavioral traits and communication patterns that shape how this person evaluates opportunities, builds trust, and makes decisions in professional settings.

Login to view personality overview.
Priorities

Topics Timothy cares about

Regulatory Compliance
His current role involves establishing and implementing policies to prevent violations of federal securities laws.
SEC Enforcement
He previously worked as a Branch Chief in the Division of Enforcement at the US Securities and Exchange Commission, giving him insight into regulatory actions.
+4 more topics Login to view topics
Career

Work history

3-2011
Chief Compliance Officer of Registered Investment Adviser
Morgan Stanley Smith Barney
9-2007 - 2-2011
Deputy Chief Compliance Officer of MSSB Registered Investment Adviser
Morgan Stanley Smith Barney
4-2005 - 9-2007
Manager of Regulatory Examinations Group
Morgan Stanley Smith Barney
9-2000 - 4-2005
Branch Chief, Division of Enforcement
US Securities and Exchange Commission
8-1999 - 8-2000
Staff Attorney, Division of Enforcement
US Securities and Exchange Commission
In the press

Media appearances

No media yetWe could not find public media appearances for this person.
Education
1990 - 1993
JD
Rutgers Law School
1983 - 1987
BA
University of Chicago
Social presence
in
Behavioral profile

DISC profile (public)

DISC behavioral profile

Dominance, influence, steadiness, and calculativeness scores with guidance on how this person prefers to communicate and decide.

Login to view DISC.

More profiles

Discover additional public profiles from our index.

Jason Qian
Jason Qian
Principal Scientist, Director of Analytical R&D
PharmaBlock Group
 Jennifer M.
Jennifer M.
Director of Sales, Clinical Programs
HealthStream
 Noe Sauceda
Noe Sauceda
Chief Executive Officer
TeacherBuilder.com
JB
Juliana Boivin
Director, Insights, Analytics, and Ecommerce Strategy
GURU Organic Energy
Unlock the full playbookSee exactly how to sell to Timothy. Free, 10 seconds.