Timothy Hansen in

Timothy Hansen

Energizer · DISC type I
Chief Compliance Officer of Registered Investment Adviser at Morgan Stanley Smith Barney
📍 Basking Ridge, New Jersey, United States

Timothy Hansen is the Chief Compliance Officer for the Registered Investment Adviser at Morgan Stanley Smith Barney. A graduate of Rutgers Law School, he is an experienced legal and compliance professional who previously served as a Branch Chief in the Division of Enforcement at the US Securities and Exchange Commission.

His career is marked by a significant transition from a federal regulator to a senior compliance leader within a major financial institution.

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Experience
33 Years
Current Role
Chief Compliance Officer of Registered Investment Adviser
Job Level
Leadership
Location
Basking Ridge, New Jersey, United States
Personality Overview

How Timothy shows up

Relationship Oriented
Imaginative
Big Picture Person

They are always positive and upbeat, so take their promises with a pinch of salt. They are really good at seeing what the long-term impacts of their decisions could be. They are not always early adopters but can be pursuaded by leveraging strong relationships.

Priorities

Topics Timothy cares about

Regulatory Compliance
His current role involves establishing and implementing policies to prevent violations of federal securities laws.
SEC Enforcement
He previously worked as a Branch Chief in the Division of Enforcement at the US Securities and Exchange Commission, giving him insight into regulatory actions.
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Career

Work history

3-2011
Chief Compliance Officer of Registered Investment Adviser
Morgan Stanley Smith Barney
9-2007 - 2-2011
Deputy Chief Compliance Officer of MSSB Registered Investment Adviser
Morgan Stanley Smith Barney
4-2005 - 9-2007
Manager of Regulatory Examinations Group
Morgan Stanley Smith Barney
9-2000 - 4-2005
Branch Chief, Division of Enforcement
US Securities and Exchange Commission
8-1999 - 8-2000
Staff Attorney, Division of Enforcement
US Securities and Exchange Commission
In the press

Media appearances

No media yetWe could not find public media appearances for this person.
Education
1990 - 1993
JD
Rutgers Law School
1983 - 1987
BA
University of Chicago
Social presence
in
Behavioral profile

DISC profile (public)

I

Influence (I)

Influence (I) reflects the degree to which a person prefers to work by influencing or persuading others. Those scoring high tend to be people oriented, motivated by social recognition and building relationships.

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