Erik Stephens, CFP®, RICP® in

Erik Stephens, CFP®, RICP®

Examiner · DISC type cs
CEO & Wealth Management Advisor at NOVA Capital - Northwestern Mutual
📍 Cincinnati, Ohio, United States

Erik Stephens is the CEO and Founder of NOVA Capital, a wealth management firm in Cincinnati. He is a Forbes "Best-In-State" honoree and a Cincinnati "Forty Under 40" recipient, specializing in advising tech professionals, executives, and entrepreneurs. He holds CFP® and RICP® designations and uniquely, a Bachelors degree in Biology and Pre-Med from Thomas More University.

Outside of work, Erik is a Cincinnati native and a former college basketball player for Michigan Tech and Thomas More University. His current interests include skiing, sand volleyball, basketball, and golf. He is an avid fan of Cincinnatis professional sports teams, including the Bengals and FC Cincinnati, and supports local community initiatives.

A former pre-med student, Erik applies a diagnostic and planning-focused mindset from his biology background to the world of wealth management.

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Experience
11 Years
Current Role
CEO & Wealth Management Advisor
Job Level
Leadership
Location
Cincinnati, Ohio, United States
Personality Overview

How Erik shows up

Process Oriented
Overcautious
Unexpressive

Being observant comes to them naturally. The only way to convince them is by showing them examples and ample proof. They are heavily focused on quality and prefer doing things the right way, even if it takes time.

Priorities

Topics Erik cares about

Advising Tech Professionals
He specializes in helping tech professionals and entrepreneurs navigate the complexities of equity compensation, business growth, and liquidity events.
Wealth Psychology
He is a quoted expert on the mindset of high-net-worth individuals, particularly the behavioral shift from disciplined saving to confident spending in retirement.
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Career

Work history

1-2021
CEO & Wealth Management Advisor
NOVA Capital - Northwestern Mutual
10-2020
Managing Director
Northwestern Mutual
1-2015
Wealth Management Advisor
Northwestern Mutual
In the press

Media appearances

Erik Stephens, CEO and Wealth Management Advisor. Featured in Northwestern Mutual
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Education
2011 - 2013
Bachelor's degree
Thomas More College
2009 - 2011
Education details unavailable
Michigan Technological University
Social presence
in
Behavioral profile

DISC profile (public)

c

Calculativeness (C)

Calculativeness (C) reflects the degree to which a person is likely to be cautious, systematic and analytical. Those scoring high tend to emphasise quality and accuracy.

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