Lindsay Farnsworth in

Lindsay Farnsworth

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Financial Operations Manager at Empirical Wealth Management
📍 Seattle, Washington, United States

Lindsay Farnsworth serves as the Chief Compliance Officer and Financial Operations Manager at Empirical Wealth Management. Her expertise is backed by an Investment Adviser Certified Compliance Professional designation and a Google Data Analytics certificate, showcasing a unique blend of regulatory knowledge and data-informed operational skill. She studied Business Administration at The University of Montana.

Lindsay holds dual certifications in investment compliance (IACCP) and Google Data Analytics, a distinctive combination for a financial operations leader.

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Experience
13 Years
Current Role
Financial Operations Manager
Job Level
Middle
Location
Seattle, Washington, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Lindsay cares about

Investment Compliance
As the Chief Compliance Officer and an Investment Adviser Certified Compliance Professional, she is an expert in regulatory adherence for wealth management firms.
Financial Operations
Her role as Financial Operations Manager involves overseeing the firm's core financial processes and operational efficiency.
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Career

Work history

1-2021
Financial Operations Manager
Empirical Wealth Management
1-2018 - 1-2021
Chief Compliance Officer
Empirical Wealth Management
1-2016 - 1-2018
Operations Manager
Empirical Wealth Management
7-2014 - 1-2016
Office Manager
Empirical Wealth Management
4-2013 - 6-2014
Office Manager
Brown & Delaney, P.S., Certified Public Accountants and Consultants
In the press

Media appearances

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Education
2007 - 2012
B.S. in Business Administration
The University of Montana - College of Business
2012 - 2014
Pursuing a B.A. in Business Administration
Eastern Washington University
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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