Daniel S. serves as the Chief Compliance Officer for Sammons Financial Group, specializing in risk, compliance, and governance. He leverages his experience in leading large cross-functional projects and advising senior leaders on strategic compliance issues. He holds an MBA and has passed Level I of the CFA Program.
His educational background is based in Iowa, where he earned a B. A. from Coe College and an MBA from Mount Mercy University. His stated interests include large corporations like GE and GE Capital, pointing to a focus on corporate strategy and operations even outside of his direct role.
He has consistently focused on program development and securities regulation throughout his career at firms like UBS and Aegon.
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