Eric Harkins, CSCP-BD/IA® in

Eric Harkins, CSCP-BD/IA®

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AVP, Wealth Compliance Officer at WSFS Bank
📍 Mount Royal, New Jersey, United States

Eric is an AVP and Wealth Compliance Officer with over 20 years of experience in operations, compliance, and accounting within the financial sector. A Rowan University alumnus, he recently earned his Certified Securities Compliance Professional (CSCP) designation, underscoring his deep expertise in state and federal compliance procedures.

Outside of his professional role, Eric is a supporter of the Philadelphia Eagles, showing a strong connection to local sports. He also follows his alma mater, Rowan University, indicating an ongoing interest in the universitys community and activities.

After more than two decades at his previous firm, Eric recently transitioned to a new leadership role at WSFS Bank.

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Experience
26 Years
Current Role
AVP, Wealth Compliance Officer
Location
Mount Royal, New Jersey, United States
Personality Overview

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Communication Style
Decision Approach
Work Preference

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Priorities

Topics Eric cares about

Wealth Compliance
His entire career and current role as AVP, Wealth Compliance Officer are focused on this area, backed by 20+ years of experience.
Securities Regulations
He recently obtained the Certified Securities Compliance Professional (CSCP) certification, demonstrating a commitment to current industry standards.
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Career

Work history

1-2023
AVP, Wealth Compliance Officer
WSFS Bank
2-2005 - 12-2022
Operations and Accounting Manager / Compliance Officer
MFI Associates, Ltd. / Windsor Securities, Inc.
1-2000 - 2-2005
Financial Research and Account Administrator
MFI Associates, Ltd. / Windsor Securities, Inc.
1-1999 - 2-2000
Inside Sales Rep
Tyco International
In the press

Media appearances

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Education
1994 - 1998
B.A.
Rowan University
Social presence
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Behavioral profile

DISC profile (public)

DISC behavioral profile

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